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RIS: The EU Retail Investment Strategy – Insider Monkey

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RIS: The EU Retail Investment Strategy – Insider Monkey

How EY might help

It depends upon the place you stand in your journey. Our devoted EY Luxembourg RIS workforce presents help throughout a variety of areas, elaborated beneath.

Consciousness & Influence Evaluation

For the reason that draft Directive has already been proposed, and the market has digested the subject and suggestions is ongoing, consciousness and affect assessments ought to happen as quickly as attainable, for individuals who wish to be prepared on time. 

  • Perceive the RIS, and lift consciousness amongst decision-makers
  • Analyze agency affect, determine and qualify predominant impacts (e.g., situations, quantification, and many others.)


Hole Evaluation & Motion Plan

As we get nearer to a last model being printed, an in depth hole evaluation ought to be undertaken and an motion plan established.

  • Map detailed gaps towards the RIS necessities and decide actions wanted to conform
  • Take strategic selections (e.g., these associated to income/service/working mannequin)
  • Develop the motion plan for implementation

Implementation

As we get nearer to a last model being printed, companies might want to begin enthusiastic about software, and may begin making ready for implementation as quickly as attainable.

  • Elaborate on enterprise necessities, useful specs, design of options, and many others.
  • Venture handle and coordinate workstreams
  • Replace insurance policies, procedures and consumer documentation
  • Assessment management frameworks and monitoring plans
  • Conduct trainings and alter administration applications

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